What | Lite | Advisor | Firm |
---|---|---|---|
Number of clients and leads
|
Up to 3 | Up to 50 | Up to 200 |
Number of users
|
1 | 2 | 4 |
Impact Data, Research and Screening
|
Yes, limited | ||
Client Impact Assessments
|
Default
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Logo
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Firm-branded
|
Personalized Portfolio Analysis
|
|||
Client-Friendly Impact Reports
|
Firm-branded
|
||
Lead Generation
|
Firm-branded
|
||
abc
Branding
|
Logo |
Logo, colors, assets
|
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Custom development and support
|
Contact us | ||
Volume pricing
|
Contact us |
What | Early Adopter | Portfolio Manager |
---|---|---|
Fee structure
|
Flat annual fee * | Flat annual fee * |
Number of clients and leads
|
Unlimited | Unlimited |
Account minimum
|
No | No |
Number of users
|
4 | 4 |
Client Impact Assessments
|
Firm-branded
|
Firm-branded
|
Your subscription to the Direct Index Optimizer includes access to Ethos ESG's Impact Assessment. This enables your clients and prospects to tell you the causes they care about, and enables you to build portfolios around those specific causes.
Other features that are part of the Ethos ESG Reporting, Analytics and Data platform are not included (such as client reporting).
* Ethos ESG has negotiated terms to enable you to provide best-in-class ESG direct indexing for your clients, for a flat-fee. As part of our agreement with index providers, we require that you report your AUM that uses the Optimizer at least once per quarter to Ethos ESG. Once the total AUM managed through Ethos across all clients exceeds thresholds (typically $1B), our agreements with index providers will require us to start charging a pass-through basis points fee on AUM, generally 0.75-2 basis points. Full terms and conditions available with a demo.
Important disclosures
Direct indexing is typically more appropriate when utilized in a taxable brokerage account and not tax-advantaged accounts. Direct indexing may offer the greatest value to clients who are in a higher tax bracket, have a long-term focus, value ESG-related customization, and/or are able to fund a portfolio with existing securities as opposed to selling all positions and reinvesting in a comingled fund. Indexes are unmanaged. It is not possible to invest directly in an index. As with any investment decision, you should ensure that it aligns with your clients' specific goals, risk tolerance, liquidity needs, tax considerations, and any other factors that might be relevant to their situation.
Keep in mind that investing involves risk. The value of investments will fluctuate over time, and your clients may gain or lose money. Tax-smart (i.e., tax-sensitive) investing techniques, including tax-loss harvesting, are applied in managing certain taxable accounts on a limited basis, at the discretion of the portfolio manager, primarily with respect to determining when assets in a client's account should be bought or sold. Assets contributed may be sold for a taxable gain or loss at any time. There are no guarantees as to the effectiveness of the tax-smart investing techniques applied in serving to reduce or minimize a client's overall tax liabilities, or as to the tax results that may be generated by a given transaction.
Ethos ESG does not provide legal or tax advice. The information herein is general and educational in nature and should not be considered legal or tax advice. Tax laws and regulations are complex and subject to change, which can materially impact investment results. EthosESG cannot guarantee that the information herein is accurate, complete, or timely. Ethos ESG makes no warranties with regard to such information or results obtained by its use, and disclaims any liability arising out of your use of, or any tax position taken in reliance on, such information. Consult an attorney or tax professional regarding your specific situation.